Run SOC 2 Audit Evidence Collection Tracker — Free

Inspection Details

Observation period start date critical (required)

Start date of the SOC 2 observation period being tested.

Observation period end date critical (required)

End date of the SOC 2 observation period being tested.

In-scope Trust Services Criteria identified critical (required)

Select the Trust Services Criteria in scope for this evidence tracker.

Audit owner / coordinator critical (required)

Name or role of the person coordinating evidence collection.

Control-to-Evidence Mapping

Control identifier critical (required)

Unique control ID or reference used in the SOC 2 control matrix (for example, CC6.1 or A1.2).

Control description matches the control matrix critical (required)

Brief description of the control being evidenced; should align to the approved control matrix and Trust Services Criteria mapping.

Required evidence artifact identified critical (required)

Specific artifact required to demonstrate the control operated during the observation period (for example, access review report, change ticket, backup log, incident record).

Evidence owner assigned critical (required)

Person, team, or role responsible for producing and retaining the evidence artifact.

Collection cadence defined critical (required)

How often the evidence must be collected during the observation period.

Evidence collection status critical (required)

Current status of evidence collection for this control.

Evidence file or repository link

Link to the stored evidence file, ticket, repository, or document location.

Evidence Quality and Completeness

Artifact covers the full required period critical (required)

Evidence spans the correct date range for the observation period or required sampling window.

Yes No N/A

Artifact is attributable to the control owner critical (required)

Evidence clearly shows who performed, reviewed, or approved the control activity.

Yes No N/A

Artifact is legible and complete critical (required)

Evidence is readable, unredacted as appropriate, and includes all pages, fields, or log entries needed for testing.

Yes No N/A

Evidence supports the stated control operation critical (required)

The artifact actually demonstrates the control operated as designed, rather than only showing a related activity.

Yes No N/A

Exceptions, Gaps, and Follow-Up

Missing evidence items identified critical (required)

Count of in-scope controls or samples with missing required evidence.

Open exceptions documented critical (required)

Any known exceptions, deficiencies, or non-conformances are documented with remediation status.

Yes No N/A

Corrective action owner assigned

Name or role responsible for resolving evidence gaps or updating the control artifact.

Target remediation date

Planned date to resolve the evidence gap or collect the missing artifact.

Attestation

Inspector attestation critical (required)

Inspector confirms the evidence tracker entry is accurate to the best of their knowledge.

Final review notes

Optional summary of unresolved items, assumptions, or auditor follow-up points.

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Run: SOC 2 Audit Evidence Collection Tracker

Inspection Details

Control-to-Evidence Mapping

Evidence Quality and Completeness

Exceptions, Gaps, and Follow-Up

Attestation

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