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Run: Client Financial Suitability and Risk Tolerance Questionnaire

Collect a client’s financial situation, goals, time horizon, and risk tolerance in one suitability questionnaire. Use it to document best-interest recommenda...

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Submission Notice and Consent

I understand this questionnaire will be used to assess suitability and support investment recommendations. (required)

Yes No N/A

Consent to collect and use my personal and financial information for suitability review (required)

This form may collect PII and financial information needed for suitability documentation. Do not include sensitive information unless it is necessary for your review.

Yes No N/A

Preferred contact method (required)

Client Profile

Full name (required)

Date of birth

Optional unless needed for account matching or regulatory review.

Client type (required)

Number of people supported by this household

Financial Situation

Annual household income range (required)

Estimated net worth range (required)

Liquid assets available for investing (required)

Expected monthly cash flow needs from investments (required)

Material debt obligations that may affect investing

Investment Objectives

Primary investment objective (required)

Secondary objectives

Describe your investment goals (required)

Time Horizon and Liquidity

Expected time horizon for these investments (required)

How likely are you to need access to these funds before the time horizon ends? (required)

Expected withdrawals or distributions

Risk Tolerance and Experience

Investment experience level (required)

Overall risk tolerance (required)

Maximum short-term loss you could accept without changing your strategy (required)

How comfortable are you with market fluctuations? (required)

Special Considerations and Attestation

Special considerations or restrictions

Additional notes

I attest that the information provided is true and complete to the best of my knowledge. (required)

Yes No N/A

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Email (required)

Your name (optional)

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