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Surgical Smoke Evacuation Compliance Audit

Surgical Smoke Evacuation Compliance Audit

Perioperative inspection to verify surgical smoke evacuators are used correctly during electrosurgery and laser cases, maintained per facility policy, and supported by OSHA/NIOSH guidance.

Inspection Details

  • Procedure area and case type documented
    Record the operating room, procedure location, and whether the case involved electrosurgery, laser use, or both.
  • Inspection date and time
  • Inspector name and role

Smoke Evacuator Availability and Setup

  • Smoke evacuator present at point of use
    A smoke evacuator is available in the room and staged for the active case.
  • Evacuation nozzle positioned within 2 inches of the surgical site
    Verify the suction inlet is positioned as close as feasible to the plume source, typically within 2 inches of the surgical site.
  • Smoke evacuator activated during plume-generating activity
    Device is turned on and actively evacuating smoke during electrosurgery or laser activation.
  • Appropriate suction tubing and filter setup in place
    Tubing, filter, and collection components are installed per manufacturer instructions and facility policy.
  • Evacuator does not obstruct sterile field or workflow
    Placement supports safe use without compromising the sterile field or creating a trip or handling hazard.

Operational Performance During Case

  • Smoke plume captured at source
    Visible plume is effectively captured with minimal escape into the room.
  • Staff use smoke evacuation consistently during electrosurgery and laser activation
    Observed use is consistent for each plume-generating event in the case.
  • Device noise and airflow do not indicate malfunction
    No abnormal noise, loss of suction, alarms, or other signs of reduced performance are observed.
  • Staff can identify when smoke evacuation is required
    Team members demonstrate awareness that smoke evacuation is required for plume-generating procedures per policy.

Training, Policy, and Compliance

  • Current facility policy available and aligned to practice
    Policy addresses smoke evacuation expectations for electrosurgery and laser cases and matches observed practice.
  • Staff training on surgical smoke hazards documented
    Relevant perioperative staff have documented training or competency on smoke hazards and evacuation procedures.
  • Non-compliance or workarounds identified and escalated
    Any observed deviation from policy is documented and escalated for corrective action.

Maintenance and Inspection Records

  • Routine inspection or preventive maintenance is current
    Device inspection and maintenance records are current per manufacturer and facility requirements.
  • Filters and consumables replaced per schedule
    Filter life, tubing, and other consumables are within service limits and replaced as required.
  • Device is clean, labeled, and ready for use
    Equipment is visibly clean, properly labeled, and stored or staged in a ready state.
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