BSA AML Annual Compliance Training Tracking Log

Tracks role-specific annual BSA/AML compliance training completion for employees and board members, including completion dates, training method, assessment results, and manager or board acknowledgment.

Training Record Overview

• Training Year
  Enter the calendar year the annual training applies to.
• Role Category
  Select the person's role for role-specific training assignment.
• Department or Committee
  Optional. Use for internal tracking when the role is tied to a department or board committee.
• Training Required This Year?
  Confirms whether annual BSA/AML training applies to this person.

Training Completion Details

• Training Module or Course Name
  Enter the name of the assigned BSA/AML training module or course.
• Completion Date
  Select the date the training was completed.
• Training Method
  Select how the training was delivered.
• Training Provider
  Optional. Enter the vendor, internal team, or presenter name if applicable.

Assessment and Attestation

• Was an assessment or attestation completed?
  Indicate whether the person completed a quiz, test, or attestation.
• Assessment Score
  Enter the score if an assessment was completed.
• Training Attestation Acknowledged
  Confirm the training was completed and the information provided is accurate.
• Completion Evidence
  Optional. Upload a certificate, transcript, attendance record, or board packet page.

Manager or Board Review

• Reviewer Name
  Enter the manager, compliance reviewer, or board secretary name if review is needed.
• Review Status
  Select the current review outcome.
• Review Date
  Enter the date the record was reviewed.
• Review Comments
  Optional. Add notes about missing evidence, retraining, or follow-up actions.

Submission Notice

• I confirm the information provided is accurate and may be used for compliance recordkeeping.
  Required acknowledgment before submission.
• Anonymous Submission
  Not typically used for this recordkeeping log, but available if your organization allows anonymous compliance reporting.