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Run: Driver Qualification File Audit - 49 CFR Part 391

Audit each driver qualification file against 49 CFR Part 391 so you can catch missing, expired, or inconsistent records before an FMCSA review. This template...

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Audit Setup and Driver Identification

Verify whether the driver is active, inactive, terminated, or seasonal, and whether the file is expected to contain current qualification records.
Confirm the audit covers the complete qualification file and any required supporting records maintained separately.

Driver Application and Employment Record

Verify the application includes required employment history, address history, and signature/date where applicable.
Check for unexplained gaps in employment history and note any missing prior employer information that could affect qualification review.
Verify any required prior employer inquiries or responses are retained in the file when applicable to the driver and carrier process.

Licensing, MVR, and Driving Record

Verify the license is current, appropriate for the vehicle class, and matches the driver identity in the file.
Confirm a current MVR is retained in the file and covers the required review period per company policy and applicable regulation.
Verify the MVR is current and reviewed at the required frequency for ongoing qualification monitoring.
Check whether any violations, suspensions, or disqualifying events are documented with follow-up action as required.

Medical Qualification and Road Test

Confirm the current medical certificate is on file and legible.
Verify the certificate identifies a valid medical examiner and the certificate appears complete and unaltered.
Confirm the file contains a road test certificate or acceptable equivalent documentation, signed and dated as required.

Clearinghouse, Drug/Alcohol, and File Readiness

Verify the required query documentation is retained in the file and matches the driver identity.
Confirm the file shows the query date and whether the query was limited or full, as applicable to company process.
Record any deficiencies, non-conformances, or expired records that would create audit exposure.
Document the action owner, due date, and next step for each missing or expired item.

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