BSA/AML Annual Compliance Training Tracking Log

Tracks annual BSA/AML compliance training completion for employees and board members, including role-specific modules, completion dates, and acknowledgment for audit readiness.

Submission Details

• Submission Date
• Training Year
• Submitted By
  Enter the name or employee ID of the person submitting this record.

Individual Information

• Person Type
• Full Name
• Employee ID
  Optional if your organization uses employee IDs for training records.
• Department or Committee
  Use department for employees or committee name for board members.

Role and Training Assignment

• Employee Role
• Board Role
• Assigned Training Modules

Training Completion Details

• Completion Status
• Completion Date
• Training Method
• Training Duration (Minutes)

Assessment and Acknowledgment

• Was an assessment completed?
• Assessment Score (%)
• Training Attestation

Manager or Compliance Review

• Review Status
• Reviewer Name
• Review Notes
  Add any corrections, exceptions, or follow-up actions.